SEC Form 4 · accession 0001209191-16-107436

RB GLOBAL INC. · RBA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr. VP, Pricing & Appraisals

Period of report

Mar 4, 2016

Accepted (ET)

Mar 9, 2016 · 5:55 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001046102

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F1	Mar 4, 2016	M	1,569	—	A	1,569	D
Common Shares^F1	Mar 4, 2016	M	115	—	A	1,684	D
Common Shares	Mar 4, 2016	D	1,684	$23.33	D	0	D
Common Shares	holding	—	—		—	12,861	I	Long-Term Investment Plan
Common Shares^F2	holding	—	—		—	1,224	I	Employee Stock Purchase Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
2013 DER RSU^F3,F4	—	Mar 4, 2016	A	11	A	—	—	Common Shares	11	115	D
2014 DER RSU^F5,F6	—	Mar 4, 2016	A	10	A	—	—	Common Shares	10	67	D
2013 RSU^F7,F1	—	Mar 4, 2016	M	1,569	D	—	—	Common Shares	1,569	0	D
2013 DER RSU^F3,F1	—	Mar 4, 2016	M	115	D	—	—	Common Shares	115	0	D

F1Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/4/2016. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested.
F2Updated to include all Employee Stock Purchase Plan purchases through February 29, 2016.
F3Dividend Equivalent Rights ("DER")for 2013 Restricted Share Units
F4Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2013 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.
F5Dividend Equivalent Rights ("DER") for 2014 Restricted Share Units
F6Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2014 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.
F7Restricted Share Units ("RSUs") - 2013