SEC Form 4 · accession 0001628280-26-048803
HERITAGE FINANCIAL CORP /WA/ · HFWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Glasby
Officer — EVP Chief Information Officer
Period of report
Jul 17, 2026
Accepted (ET)
Jul 20, 2026 · 1:59 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001046025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 17, 2026 | M | 265 | $30.52 | A | 13,173 | D | |
| Common Stock | Jul 17, 2026 | M | 265 | $30.52 | A | 13,438 | D | |
| Common Stock | Jul 17, 2026 | M | 264 | $30.52 | A | 13,702 | D | |
| Common Stock | Jul 17, 2026 | M | 264 | $30.52 | A | 13,966 | D | |
| Common Stock | Jul 17, 2026 | M | 302 | $30.52 | A | 14,268 | D | |
| Common Stock | Jul 17, 2026 | M | 301 | $30.52 | A | 14,569 | D | |
| Common Stock | Jul 17, 2026 | M | 301 | $30.52 | A | 14,870 | D | |
| Common Stock | Jul 17, 2026 | M | 301 | $30.52 | A | 15,171 | D | |
| Common Stock | Jul 17, 2026 | M | 1,824 | $30.52 | A | 16,995 | D | |
| Common Stock | Jul 17, 2026 | M | 1,595 | $30.52 | A | 18,590 | D | |
| Common Stock | Jul 17, 2026 | M | 1,595 | $30.52 | A | 20,185 | D | |
| Common Stock | Jul 17, 2026 | M | 1,846 | $30.52 | A | 22,031 | D | |
| Common Stock | Jul 17, 2026 | M | 1,846 | $30.52 | A | 23,877 | D | |
| Common Stock | Jul 17, 2026 | M | 1,846 | $30.52 | A | 25,723 | D | |
| Common Stock | Jul 17, 2026 | F | 3,379 | $30.52 | D | 22,344 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Jul 17, 2026 | M | 265 | D | Dec 15, 2020 | Dec 15, 2029 | Common Stock | 265 | 793 | D |
| Restricted Stock Units | $0.00 | Jul 17, 2026 | M | 265 | D | Dec 15, 2020 | Dec 15, 2029 | Common Stock | 265 | 528 | D |
| Restricted Stock Units | $0.00 | Jul 17, 2026 | M | 264 | D | Dec 15, 2020 | Dec 15, 2029 | Common Stock | 264 | 264 | D |
| Restricted Stock Units | $0.00 | Jul 17, 2026 | M | 264 | D | Dec 15, 2020 | Dec 15, 2029 | Common Stock | 264 | 0 | D |
| Restricted Stock Units | $0.00 | Jul 17, 2026 | M | 302 | D | Mar 15, 2030 | Mar 15, 2030 | Common Stock | 302 | 903 | D |
| Restricted Stock Units | $0.00 | Jul 17, 2026 | M | 301 | D | Mar 15, 2030 | Mar 15, 2030 | Common Stock | 301 | 602 | D |
| Restricted Stock Units | $0.00 | Jul 17, 2026 | M | 301 | D | Mar 15, 2030 | Mar 15, 2030 | Common Stock | 301 | 301 | D |
| Restricted Stock Units | $0.00 | Jul 17, 2026 | M | 301 | D | Mar 15, 2030 | Mar 15, 2030 | Common Stock | 301 | 0 | D |
| Restricted Stock UnitsF1,F2 | $0.00 | Jul 17, 2026 | M | 1,824 | D | Mar 15, 2025 | Mar 15, 2027 | Common Stock | 1,824 | 0 | D |
| Restricted Stock UnitsF3,F4 | $0.00 | Jul 17, 2026 | M | 1,595 | D | Mar 15, 2026 | Mar 15, 2028 | Common Stock | 1,595 | 1,595 | D |
| Restricted Stock UnitsF3,F4 | $0.00 | Jul 17, 2026 | M | 1,595 | D | Mar 15, 2026 | Mar 15, 2028 | Common Stock | 1,595 | 0 | D |
| Restricted Stock UnitsF5,F6,F7 | — | Jul 17, 2026 | M | 1,846 | D | Mar 15, 2027 | Mar 15, 2029 | Common Stock | 1,846 | 3,692 | D |
| Restricted Stock UnitsF5,F6,F7 | — | Jul 17, 2026 | M | 1,846 | D | Mar 15, 2027 | Mar 15, 2029 | Common Stock | 1,846 | 1,846 | D |
| Restricted Stock UnitsF5,F6,F7 | — | Jul 17, 2026 | M | 1,846 | D | Mar 15, 2027 | Mar 15, 2029 | Common Stock | 1,846 | 0 | D |
Explanation of responses
- F1Represents award pursuant to 2024 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.
- F2RSU Grant February 2024
- F3RSU Grant February 2025
- F4Represents award pursuant to 2023 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.
- F5RSU Grant 2026
- F6$0.00
- F73 year ratable vesting with final vesting on March 15, 2029