SEC Form 4 · accession 0001046025-19-000019
HERITAGE FINANCIAL CORP /WA/ · HFWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian L Vance
Director
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 9:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046025
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share Units | $0.00 | Feb 27, 2019 | A | 6,780 | A | Mar 15, 2022 | Mar 15, 2022 | Common Stock | 6,780 | 6,780 | D |
| Restricted Stock UnitsF1 | $0.00 | Feb 27, 2019 | A | 6,780 | A | Mar 15, 2022 | — | Common Stock | 6,780 | 6,780 | D |
Explanation of responses
- F1Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.