SEC Form 4 · accession 0001046025-19-000008
HERITAGE FINANCIAL CORP /WA/ · HFWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Spurling
Officer — Chief Credit Officer
Period of report
Feb 6, 2019
Accepted (ET)
Feb 6, 2019 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2019 | M | 1,500 | $14.77 | A | 29,358 | D | |
| Common Stock | Feb 6, 2019 | S | 711 | $31.6225 | D | 28,647 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $14.77 | Feb 6, 2019 | M | 1,500 | D | May 25, 2014 | May 25, 2020 | Common Stock | 1,500 | 1,587 | D |