SEC Form 4 · accession 0001046025-18-000163
HERITAGE FINANCIAL CORP /WA/ · HFWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Spurling
Officer — Chief Credit Officer
Period of report
Sep 5, 2018
Accepted (ET)
Sep 5, 2018 · 12:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 5, 2018 | M | 1,500 | $14.77 | A | 28,473 | D | |
| Common Stock | Sep 5, 2018 | S | 615 | $36.65 | D | 27,858 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $14.77 | Sep 5, 2018 | M | 1,500 | D | May 25, 2014 | May 25, 2020 | Common Stock | 1,500 | 3,087 | D |