SEC Form 4 · accession 0001046025-18-000153
HERITAGE FINANCIAL CORP /WA/ · HFWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Hinson
Officer — EVPand Chief Financial Officer
Period of report
Aug 3, 2018
Accepted (ET)
Aug 6, 2018 · 12:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2018 | M | 2,000 | $14.77 | A | 32,893 | D | |
| Performance Share Units | holding | — | — | — | 2,965 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $14.77 | Aug 3, 2018 | M | 2,000 | D | May 25, 2014 | May 25, 2020 | Incentive Stock Option | 2,000 | 2,330 | D |