SEC Form 4 · accession 0001046025-18-000035
HERITAGE FINANCIAL CORP /WA/ · HFWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian L Vance
Director
Period of report
Feb 28, 2018
Accepted (ET)
Mar 1, 2018 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Performance Share UnitsF1 | Feb 28, 2018 | A | 4,476 | $0.00 | A | 9,576 | D | |
| Restricted Stock UnitsF2 | Feb 28, 2018 | A | 4,476 | $0.00 | A | 9,576 | D | |
| Common Stock | holding | — | — | — | 142,011 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.
- F2Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.