SEC Form 4 · accession 0001046025-18-000033
HERITAGE FINANCIAL CORP /WA/ · HFWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Henning
Officer — EVP Chief Risk Officer
Period of report
Feb 28, 2018
Accepted (ET)
Mar 1, 2018 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | Feb 28, 2018 | A | 1,982 | $0.00 | A | 3,049 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.