SEC Form 4 · accession 0001046025-16-000264
HERITAGE FINANCIAL CORP /WA/ · HFWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan McDonald
Officer — EVP and CLO
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | M | 1,262 | $15.12 | A | 20,662 | D | |
| Common Stock | Nov 14, 2016 | S | 1,262 | $21.09 | D | 19,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $15.12 | Nov 14, 2016 | M | 1,262 | D | May 1, 2014 | Apr 26, 2017 | Common Stock | 1,262 | 0 | D |
Explanation of responses
- F1Represents Washington Banking options that were converted into Heritage options, pursuant to the terms of the Merger Agreement.