SEC Form 4/A · accession 0001046025-16-000258
HERITAGE FINANCIAL CORP /WA/ · HFWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Donald Hinson
Officer — EVPand Chief Financial Officer
Period of report
Oct 31, 2016
Accepted (ET)
Nov 1, 2016 · 7:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2016 | M | 1,000 | $11.35 | A | 36,802 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF1 | $11.35 | Oct 31, 2016 | M | 1,000 | D | Feb 26, 2010 | Feb 26, 2018 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1Corrected the Expiration Date. The original Form 4 populated the 1st traunch expiration date.