SEC Form 4 · accession 0001046025-16-000188
HERITAGE FINANCIAL CORP /WA/ · HFWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey J Deuel
Officer — Executive Vice President
Period of report
May 31, 2016
Accepted (ET)
May 31, 2016 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2016 | M | 13,334 | $14.88 | A | 51,389 | D | |
| Common Stock | May 31, 2016 | S | 13,334 | $18.25 | D | 38,055 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $14.88 | May 31, 2016 | M | 13,334 | D | Feb 25, 2011 | Feb 25, 2018 | Common Stock | 13,334 | 0 | D |