SEC Form 4 · accession 0001046025-16-000145
HERITAGE FINANCIAL CORP /WA/ · HFWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cindy M Huntley
Officer — SVP Director of Retail Banking
Period of report
Feb 16, 2016
Accepted (ET)
Feb 17, 2016 · 12:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2016 | M | 2,167 | $14.77 | A | 18,576 | D | |
| Common Stock | Feb 16, 2016 | S | 2,167 | $17.33 | D | 16,409 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $14.77 | Feb 16, 2016 | M | 2,167 | D | May 25, 2014 | May 25, 2020 | Common Stock | 2,167 | 0 | D |