SEC Form 5 · accession 0001046025-16-000143
HERITAGE FINANCIAL CORP /WA/ · HFWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey S Lyon
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 3:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2012 | G | 2,730 | $14.17 | D | 31,496 | D | |
| Common Stock | Feb 16, 2016 | G | 420 | $16.71 | D | 31,076 | D | |
| Common Stock | Feb 16, 2016 | G | 2,250 | $18.70 | D | 28,826 | D | |
| Common Stock | Dec 31, 2015 | J | 300 | $0.00 | D | 2,850 | I | by daughter |
| Common Stock | holding | — | — | — | 2,850 | I | By Son |
Table II — derivative securities
No Table II lines on this filing.