SEC Form 4 · accession 0001046025-16-000132
HERITAGE FINANCIAL CORP /WA/ · HFWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary B Christensen
Director
Period of report
Jan 12, 2016
Accepted (ET)
Jan 12, 2016 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 12, 2016 | M | 300 | $11.35 | A | 36,678 | D | |
| Common Stock | Jan 12, 2016 | M | 1,000 | $11.35 | A | 37,678 | D | |
| Common Stock | holding | — | — | — | 400 | I | by Spouse | |
| Common Stock | holding | — | — | — | 21,000 | I | by Corporation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option (right to buy) | $11.35 | Jan 12, 2016 | M | 300 | D | Feb 26, 2011 | Feb 28, 2016 | Common Stock | 300 | 1,650 | D |
| Non-qualified stock option (right to buy) | $11.35 | Jan 12, 2016 | M | 1,000 | D | Feb 26, 2011 | Feb 28, 2016 | Common Stock | 1,000 | 650 | D |