SEC Form 4 · accession 0001046025-15-000119
HERITAGE FINANCIAL CORP /WA/ · HFWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Hinson
Officer — EVPand Chief Financial Officer
Period of report
Oct 29, 2015
Accepted (ET)
Oct 29, 2015 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 29, 2015 | M | 1,000 | $11.35 | A | 36,716 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option | $11.35 | Oct 29, 2015 | M | 1,000 | D | Feb 26, 2010 | Feb 26, 2015 | Common Stock | 1,000 | 1,000 | D |