SEC Form 4 · accession 0001046025-15-000117
HERITAGE FINANCIAL CORP /WA/ · HFWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan McDonald
Officer — EVP and CLO
Period of report
Oct 28, 2015
Accepted (ET)
Oct 29, 2015 · 3:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2015 | M | 5,286 | $8.26 | A | 26,920 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $8.26 | Oct 28, 2015 | M | 5,286 | D | May 1, 2014 | Jun 26, 2018 | Common Stock | 5,286 | 0 | D |
Explanation of responses
- F1Represents Washington Banking options that were converted into Heritage options, pursuant to the terms of the Merger Agreement.