SEC Form 4 · accession 0001046025-15-000105
HERITAGE FINANCIAL CORP /WA/ · HFWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cindy M Huntley
Officer — SVP Director of Retail Banking
Period of report
Jul 31, 2015
Accepted (ET)
Aug 31, 2015 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 31, 2015 | M | 100 | $14.77 | A | 16,359 | D | |
| Common Stock | Jul 31, 2015 | S | 100 | $17.81 | D | 16,259 | D | |
| Common Stock | Aug 28, 2015 | M | 150 | $14.77 | A | 16,409 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $14.77 | Jul 31, 2015 | M | 100 | D | May 25, 2014 | May 25, 2020 | Common Stock | 100 | 2,317 | D |
| Common Stock | $14.77 | Aug 28, 2015 | M | 150 | D | May 25, 2014 | May 25, 2020 | Common Stock | 150 | 2,167 | D |
Explanation of responses
- F1Same day sale of exercised ISO shares reported as a late transaction.