SEC Form 4 · accession 0001046025-15-000008
HERITAGE FINANCIAL CORP /WA/ · HFWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Spurling
Officer — Chief Credit Officer
Period of report
Feb 10, 2015
Accepted (ET)
Feb 10, 2015 · 6:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2015 | M | 1,600 | $11.35 | A | 33,406 | D | |
| Common Stock | Feb 10, 2015 | F | 1,146 | $16.10 | D | 32,260 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $11.35 | Feb 10, 2015 | M | 1,600 | D | Feb 26, 2010 | Feb 26, 2017 | Incentive Stock Option | — | 0 | D |