SEC Form 5 · accession 0001415889-15-004001
Track Group, Inc. · TRCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Boone
Officer — MEMBER OF EXECUTIVE COMMITTEE · Director
Period of report
Sep 30, 2015
Accepted (ET)
Dec 9, 2015 · 2:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2015 | A | 2,857 | $0.00 | A | 4,550 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $7.10 | Sep 30, 2015 | A | 12,676 | A | Sep 30, 2015 | Sep 29, 2017 | Common Stock | 12,676 | 12,676 | D |
Explanation of responses
- F1The shares and warrants reported herein were issued in lieu of cash owed to the Reporting Person for his service on the Issuer's Board of Directors.