SEC Form 5 · accession 0001415889-15-003999
Track Group, Inc. · TRCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guy Dubois
Officer — MEMBER OF EXECUTIVE COMMITTEE · Director
Period of report
Sep 30, 2015
Accepted (ET)
Dec 9, 2015 · 2:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045942
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $12.01 | Jan 27, 2015 | A | 7,494 | A | Jan 27, 2015 | Jan 26, 2017 | Common Stock | 7,494 | 7,494 | D |
| WarrantsF1 | $10.15 | Apr 20, 2015 | A | 8,868 | A | Apr 20, 2015 | Apr 19, 2017 | Common Stock | 8,868 | 8,868 | D |
| WarrantsF1 | $10.50 | Jun 30, 2015 | A | 8,571 | A | Jun 30, 2015 | Jun 29, 2017 | Common Stock | 8,571 | 8,571 | D |
| WarrantsF1 | $9.65 | Aug 14, 2015 | A | 113,310 | A | Aug 14, 2015 | Aug 13, 2017 | Common Stock | 113,310 | 113,310 | D |
| WarrantsF1 | $7.10 | Sep 30, 2015 | A | 12,676 | A | Sep 30, 2015 | Sep 29, 2017 | Common Stock | 12,676 | 12,676 | D |
Explanation of responses
- F1Warrants issued in lieu of cash owed to the Reporting Person for his service on the Issuer's Board of Directors.