SEC Form 4 · accession 0001415889-15-000469
Track Group, Inc. · TRCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guy Dubois
Officer — MEMBER OF EXECUTIVE COMMITTEE · Director
Period of report
Oct 1, 2014
Accepted (ET)
Feb 10, 2015 · 2:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045942
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $12.01 | Oct 1, 2014 | A | 7,494 | A | Oct 1, 2014 | Sep 30, 2016 | Common Stock | 7,494 | 7,494 | D |
| WarrantsF2 | $12.01 | Jan 2, 2015 | A | 7,494 | A | Jan 2, 2015 | Dec 31, 2016 | Common Stock | 7,494 | 7,494 | D |
Explanation of responses
- F1Warrants issued in lieu of cash owed to the Reporting Person for his service on the Issuer's Board of Directors during the quarter ended September 30, 2014.
- F2Warrants issued in lieu of cash owed to the Reporting Person for his service on the Issuer's Board of Directors during the quarter ended December 31, 2014.