SEC Form 4 · accession 0001019056-15-000621
Track Group, Inc. · TRCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Oct 8, 2014
Accepted (ET)
Jul 9, 2015 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 8, 2014 | P | 84,078 | $19.03 | D | 5,116,881 | D | |
| Common StockF1 | Oct 10, 2014 | P | 28,903 | $14.98 | D | 5,145,784 | D | |
| Common StockF1 | Oct 17, 2014 | P | 29,300 | $15.45 | D | 5,175,084 | D | |
| Common StockF1 | Oct 24, 2014 | P | 28,965 | $16.30 | D | 5,204,049 | D | |
| Common StockF1 | Dec 18, 2014 | P | 24,000 | $15.86 | D | 5,228,049 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed jointly by Sapinda Asia Limited ("Sapinda Asia") and Lars Windhorst (collectively, the "Reporting Persons"). As the sole shareholder of Sapinda Asia, Mr. Windhorst may be deemed to beneficially own the Common Stock beneficially owned by Sapinda Asia. Mr. Windhorst disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.