SEC Form 5 · accession 0001019056-15-000619
Track Group, Inc. · TRCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 30, 2014
Accepted (ET)
Jul 9, 2015 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2014 | P | 115,000 | $19.55 | A | 5,032,803 | D | |
| Common StockF1 | Feb 12, 2014 | P | 5,661 | $19.30 | A | 5,032,803 | D | |
| Common StockF1 | Mar 21, 2014 | S | 3,000 | $18.45 | D | 5,032,803 | D | |
| Common StockF1 | Feb 24, 2014 | S | 45,000 | $18.50 | D | 5,032,803 | D | |
| Common StockF1 | Apr 2, 2014 | S | 1,800 | $18.70 | D | 5,032,803 | D | |
| Common StockF1 | May 23, 2014 | P | 20,000 | $17.35 | A | 5,032,803 | D | |
| Common StockF1 | May 27, 2014 | P | 15,000 | $17.50 | A | 5,032,803 | D | |
| Common StockF1 | May 28, 2014 | P | 10,000 | $18.00 | A | 5,032,803 | D | |
| Common StockF1 | Jun 23, 2014 | P | 11,920 | $17.85 | A | 5,032,803 | D | |
| Common StockF1 | Jul 1, 2014 | P | 7,500 | $15.75 | A | 5,032,803 | D | |
| Common StockF1,F2 | Jul 3, 2014 | P | 35,273 | $20.874 | A | 5,032,803 | D | |
| Common StockF1 | Jul 18, 2014 | P | 5,925 | $15.85 | A | 5,032,803 | D | |
| Common StockF1 | Jul 28, 2014 | P | 60,000 | $15.02 | A | 5,032,803 | D | |
| Common StockF1 | Jul 31, 2014 | P | 32,853 | $13.95 | A | 5,032,803 | D | |
| Common StockF1 | Aug 8, 2014 | P | 45,000 | $16.93 | A | 5,032,803 | D | |
| Common StockF1 | Aug 19, 2014 | P | 7,021 | $18.80 | A | 5,032,803 | D | |
| Common StockF1 | Sep 23, 2014 | P | 90,124 | $23.376 | A | 5,032,803 | D | |
| Common StockF1 | Sep 26, 2014 | P | 22,342 | $15.45 | A | 5,032,803 | D | |
| Common StockF1 | Sep 30, 2014 | S | 107 | $15.00 | D | 5,032,803 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 5 is filed jointly by Sapinda Asia Limited ("Sapinda Asia") and Lars Windhorst (collectively, the "Reporting Persons"). As the sole shareholder of Sapinda Asia, Mr. Windhorst may be deemed to beneficially own the Common Stock beneficially owned by Sapinda Asia. Mr. Windhorst disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
- F2Mr. Windhorst directly owns the 35,273 shares of Common Stock acquired on July 3, 2014.