SEC Form 4 · accession 0001225208-16-040142
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tench Coxe
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Sep 30, 2016 | M | 85,551 | $14.63 | A | 102,047 | D | |
| CommonF2,F1 | Sep 30, 2016 | S | 85,551 | $68.7545 | D | 16,496 | D | |
| CommonF3 | holding | — | — | — | 171,312 | I | By Profit Sharing Plan Trust | |
| CommonF4 | holding | — | — | — | 1,335,421 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F5 | $14.63 | Sep 30, 2016 | M | 85,551 | D | — | May 15, 2023 | Common | 85,551 | 0 | D |
Explanation of responses
- F1The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $68.65 to $68.87, inclusive. The reporting person undertakes to provide to NVIDIA Corporation, and any security holder of NVIDIA Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
- F4Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
- F5Annual grant in connection with service on the board of directors. The grant shall vest quarterly over one year, commencing on May 16, 2013. If the reporting person's service as a director terminates at any time due to death, the grant shall immediately become fully vested and exercisable.