SEC Form 4 · accession 0001225208-16-039570
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tench Coxe
Director
Period of report
Sep 19, 2016
Accepted (ET)
Sep 21, 2016 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Sep 19, 2016 | S | 48,000 | $63.6568 | D | 56,496 | D | |
| CommonF3,F2 | Sep 21, 2016 | S | 40,000 | $63.5439 | D | 16,496 | D | |
| CommonF4 | holding | — | — | — | 171,312 | I | By Profit Sharing Plan Trust | |
| CommonF5 | holding | — | — | — | 1,335,421 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $63.60 to $63.81, inclusive. The reporting person undertakes to provide to NVIDIA Corporation, and any security holder of NVIDIA Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $63.50 to $63.615, inclusive. The reporting person undertakes to provide to NVIDIA Corporation, and any security holder of NVIDIA Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
- F5Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.