SEC Form 4 · accession 0001225208-16-033262
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tench Coxe
Director
Period of report
May 11, 2016
Accepted (ET)
May 12, 2016 · 7:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | May 11, 2016 | M | 40,000 | $12.46 | A | 98,283 | D | |
| CommonF3 | holding | — | — | — | 171,312 | I | By Profit Sharing Plan Trust | |
| CommonF4 | holding | — | — | — | 1,335,421 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $12.46 | May 11, 2016 | M | 40,000 | D | Aug 20, 2010 | May 19, 2016 | Common | 40,000 | 0 | D |
Explanation of responses
- F1Includes 10,283 shares issuable upon the vesting of restricted stock units previously awarded to the reporting person for service on the Issuer's board of directors. In prior Section 16 reports, these shares were reported as "restricted stock units."
- F2The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
- F3Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
- F4Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.