SEC Form 4 · accession 0001045810-19-000016
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ajay K Puri
Officer — EVP, Worldwide Field Ops
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 15, 2019 | D | 10,131 | $0.00 | D | 229,929 | D | |
| Common StockF3 | holding | — | — | — | 51,371 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the forfeiture of performance-based restricted stock granted to the Reporting Person on March 8, 2018 that was eligible to vest upon achievement of a pre-established stretch operating plan performance goal. Upon grant, the stretch operating plan performance goal was reported on a Form 4. On February 15, 2019 the Company determined that that, based on the Company's performance over the applicable performance period, a portion of the grant would be forfeited.
- F2On January 10, 2019, 8,692 shares were transferred to the Ajay K Puri Revocable Trust dtd 12/10/2015 (the "Trust").
- F3Shares held by the Trust, of which Reporting Person is a trustee.