SEC Form 4 · accession 0001045810-18-000106
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jen Hsun Huang
Officer — President and CEO · Director
Period of report
Jun 20, 2018
Accepted (ET)
Jun 22, 2018 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 20, 2018 | F | 3,138 | $262.31 | D | 1,459,034 | D | |
| Common StockF3,F4 | holding | — | — | — | 16,007,102 | I | By Trust | |
| Common StockF5 | holding | — | — | — | 1,237,239 | I | By Partnership | |
| Common StockF6 | holding | — | — | — | 557,000 | I | By Irrevocable Trust | |
| Common StockF7 | holding | — | — | — | 680,650 | I | The Jen-Hsun Huang 2016 Annuity Trust I Agreement | |
| Common StockF8 | holding | — | — | — | 756,356 | I | The Jen-Hsun Huang 2016 Annuity Trust II Agreement | |
| Common StockF9 | holding | — | — | — | 680,650 | I | The Lori Lynn Huang 2016 Annuity Trust I Agreement | |
| Common StockF10 | holding | — | — | — | 756,356 | I | The Lori Lynn Huang 2016 Annuity Trust II Agreement |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.
- F10On May 17, 2018, 5,049 shares of the Issuer's Common Stock held by The Lori Lynn Huang 2016 Annuity Trust II Agreement were transferred to the Trust to satisfy annuity payments.
- F2Includes 6,328 shares issued upon the vesting of restricted stock units previously reported on a Form 4.
- F3On May 17, 2018, 34,205 shares of the Issuer's Common Stock held by The Jen-Hsun Huang 2016 Annuity Trust I Agreement, 34,205 shares of the Issuer's Common Stock held by The Lori Lynn Huang 2016 Annuity Trust I Agreement, 5,049 shares of the Issuer's Common Stock held by The Jen-Hsun Huang 2016 Annuity Trust II Agreement, and 5,049 shares of the Issuer's Common Stock held by The Lori Lynn Huang 2016 Annuity Trust II Agreement were transferred to the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust") to satisfy annuity payments.
- F4The shares are held by the Trust, of which the Reporting Person is a trustee.
- F5The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner.
- F6The shares are held by The Huang 2012 Irrevocable Trust, of which the Reporting Person is a trustee.
- F7On May 17, 2018, 34,205 shares of the Issuer's Common Stock held by The Jen-Hsun Huang 2016 Annuity Trust I Agreement were transferred to the Trust to satisfy annuity payments.
- F8On May 17, 2018, 5,049 shares of the Issuer's Common Stock held by The Jen-Hsun Huang 2016 Annuity Trust II Agreement were transferred to the Trust to satisfy annuity payments.
- F9On May 17, 2018, 34,205 shares of the Issuer's Common Stock held by The Lori Lynn Huang 2016 Annuity Trust I Agreement were transferred to the Trust to satisfy annuity payments.