SEC Form 4 · accession 0001045810-18-000105
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ajay K Puri
Officer — EVP, Worldwide Field Ops
Period of report
Jun 20, 2018
Accepted (ET)
Jun 22, 2018 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 20, 2018 | F | 1,806 | $262.31 | D | 289,186 | D | |
| Common Stock | Jun 21, 2018 | M | 2,875 | $12.62 | A | 292,061 | D | |
| Common Stock | Jun 21, 2018 | M | 3,982 | $16.00 | A | 296,043 | D | |
| Common | holding | — | — | — | 109,356 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $12.62 | Jun 21, 2018 | M | 2,875 | D | — | Mar 19, 2023 | Common Stock | 2,875 | 0 | D |
| Stock Option (Right to Buy)F4 | $16.00 | Jun 21, 2018 | M | 3,982 | D | — | Sep 17, 2023 | Common Stock | 3,982 | 0 | D |
Explanation of responses
- F1Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.
- F2Includes 3,641 shares issued upon the vesting of restricted stock units previously reported on a Form 4.
- F3Fully vested.
- F4Fully vested.