SEC Form 4 · accession 0001045810-18-000054
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ajay K Puri
Officer — EVP, Worldwide Field Ops
Period of report
Mar 22, 2013
Accepted (ET)
May 17, 2018 · 8:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 22, 2013 | P | 150 | $12.429 | A | 508,962 | D | |
| Common StockF1 | Jun 17, 2013 | P | 129 | $14.576 | A | 509,091 | D | |
| Common StockF1 | Sep 16, 2013 | P | 119 | $15.827 | A | 509,210 | D | |
| Common StockF1 | Dec 16, 2013 | P | 142 | $15.157 | A | 509,352 | D | |
| Common StockF1 | Mar 21, 2014 | P | 115 | $18.828 | A | 509,467 | D | |
| Common StockF1 | Jun 16, 2014 | P | 111 | $19.518 | A | 509,578 | D | |
| Common StockF1 | Sep 15, 2014 | P | 115 | $18.894 | A | 509,694 | D | |
| Common StockF1 | Dec 16, 2014 | P | 112 | $19.5587 | A | 509,806 | D | |
| Common StockF1 | Mar 20, 2015 | P | 94 | $23.329 | A | 509,900 | D | |
| Common StockF1 | Jun 15, 2015 | P | 121 | $20.8785 | A | 510,021 | D | |
| Common StockF1 | Sep 14, 2015 | P | 113 | $22.6029 | A | 510,134 | D | |
| Common StockF1 | Dec 15, 2015 | P | 91 | $33.1352 | A | 510,225 | D | |
| Common StockF2,F3 | Mar 16, 2016 | S | 26,300 | $32.926 | D | 335,892 | D | |
| CommonF4,F5,F6 | May 15, 2018 | S | 38,676 | $255.36 | D | 109,356 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares acquired by Mr. Puri upon automatic reinvestment of cash dividends from the Issuer through his brokerage account. The Issuer does not sponsor a dividend reinvestment plan.
- F2Represents weighted average sales price. The shares were sold at prices ranging from $32.55 to $33.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3Fractional amounts have been rounded down to the nearest whole number.
- F4The Reporting Person contributed shares of the common stock of NVIDIA Corporation (the "Common Stock") to an exchange fund in exchange for shares of the exchange fund. The Common Stock was valued at $255.36 per share for the purpose of determining the number of shares of the exchange fund issuable to the Reporting Person.
- F5On April 13, 2018 148,032 shares were transferred to the Ajay K Puri Revocable Trust dtd 12/10/2015 (the "Trust").
- F6The shares are held by the Trust of which the Reporting Person is a trustee.