SEC Form 4 · accession 0001045810-17-000168
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Stevens
Director
Period of report
Nov 13, 2017
Accepted (ET)
Nov 14, 2017 · 8:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2017 | M | 35,000 | $17.78 | A | 72,382 | D | |
| Common Stock | Nov 13, 2017 | M | 23,635 | $12.08 | A | 96,017 | D | |
| Common Stock | Nov 13, 2017 | M | 42,775 | $14.63 | A | 138,792 | D | |
| Common Stock | Nov 13, 2017 | M | 19,532 | $18.82 | A | 158,324 | D | |
| Common StockF1 | holding | — | — | — | 1,824,352 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F2 | $17.78 | Nov 13, 2017 | M | 35,000 | D | — | May 18, 2021 | Common Stock | 35,000 | 0 | D |
| Director Stock Option (Right to Buy)F2 | $12.08 | Nov 13, 2017 | M | 23,635 | D | — | May 17, 2022 | Common Stock | 23,635 | 0 | D |
| Director Stock Option (Right to Buy)F2 | $14.63 | Nov 13, 2017 | M | 42,775 | D | — | May 15, 2023 | Common Stock | 42,775 | 0 | D |
| Director Stock Option (Right to Buy)F2 | $18.82 | Nov 13, 2017 | M | 19,352 | D | — | May 26, 2024 | Common Stock | 19,352 | 0 | D |
Explanation of responses
- F1Held by The 3rd Millennium Trust, of which Mr. Stevens and his wife are co-trustees.
- F2Fully vested.