SEC Form 4 · accession 0001045810-17-000147
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jen Hsun Huang
Officer — President and CEO · Director
Period of report
Sep 20, 2017
Accepted (ET)
Sep 22, 2017 · 6:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 20, 2017 | F | 79,250 | $185.84 | D | 1,562,172 | D | |
| Common StockF3 | Sep 18, 2017 | G | 116,893 | $0.00 | D | 15,955,324 | I | By Trust |
| Common StockF4 | holding | — | — | — | 1,237,239 | I | By Partnership | |
| Common StockF5 | holding | — | — | — | 557,000 | I | By Irrevocable Trust | |
| Common Stock | holding | — | — | — | 714,855 | I | The Jen-Hsun Huang 2016 Annuity Trust I Agreement | |
| Common Stock | holding | — | — | — | 714,855 | I | The Lori Lynn Huang 2016 Annuity Trust I Agreement | |
| Common Stock | holding | — | — | — | 761,405 | I | The Jen-Hsun Huang 2016 Annuity Trust II Agreement | |
| Common Stock | holding | — | — | — | 761,405 | I | The Lori Lynn Huang 2016 Annuity Trust II Agreement |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.
- F2Includes 151,875 shares issued upon the vesting of restricted stock units previously reported on a Form 4.
- F3The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.
- F4The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner.
- F5The shares are held by the Huang 2012 Irrevocable Trust, of which the Reporting Person is a trustee.