SEC Form 4 · accession 0001045810-17-000129
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jen Hsun Huang
Officer — President and CEO · Director
Period of report
Sep 6, 2017
Accepted (ET)
Sep 8, 2017 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 6, 2017 | S | 110,000 | $166.0833 | D | 1,641,422 | D | |
| Common StockF3,F4 | holding | — | — | — | 16,072,217 | I | By Trust | |
| Common StockF5 | holding | — | — | — | 1,237,239 | I | By Partnership | |
| Common StockF6 | holding | — | — | — | 557,000 | I | By Irrevocable Trust | |
| Common StockF7 | holding | — | — | — | 714,855 | I | The Jen-Hsun Huang 2016 Annuity Trust I Agreement | |
| Common StockF8 | holding | — | — | — | 714,855 | I | The Lori Lynn Huang 2016 Annuity Trust I Agreement | |
| Common StockF9 | holding | — | — | — | 761,405 | I | The Jen-Hsun Huang 2016 Annuity Trust II Agreement | |
| Common StockF10 | holding | — | — | — | 761,405 | I | The Lori Lynn Huang 2016 Annuity Trust II Agreement |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents weighted average sales price. The shares were sold at prices ranging from $166.62 to $166.75. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F10On May 12, 2017, 8,300 shares of the Issuer's Common Stock held by The Lori Lynn Huang 2016 Annuity Trust II Agreement were transferred to the Trust to satisfy annuity payments.
- F2Includes 243 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 31, 2017.
- F3On May 12, 2017, 54,850 shares of the Issuer's Common Stock held by The Jen-Hsun Huang 2016 Annuity Trust I Agreement, 54,850 shares of the Issuer's Common Stock held by The Lori Lynn Huang 2016 Annuity Trust I Agreement, 8,300 shares of the Issuer's Common Stock held by The Jen-Hsun Huang 2016 Annuity Trust II Agreement, and 8,300 shares of the Issuer's Common Stock held by The Lori Lynn Huang 2016 Annuity Trust II Agreement were transferred to the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 to satisfy annuity payments.
- F4The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.
- F5The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner.
- F6The shares are held by The Huang 2012 Irrevocable Trust, of which the Reporting Person is a trustee.
- F7On May 12, 2017, 54,850 shares of the Issuer's Common Stock held by The Jen-Hsun Huang 2016 Annuity Trust I Agreement were transferred to the Trust to satisfy annuity payments.
- F8On May 12, 2017, 54,850 shares of the Issuer's Common Stock held by The Lori Lynn Huang 2016 Annuity Trust I Agreement were transferred to the Trust to satisfy annuity payments.
- F9On May 12, 2017, 8,300 shares of the Issuer's Common Stock held by The Jen-Hsun Huang 2016 Annuity Trust II Agreement were transferred to the Trust to satisfy annuity payments.