SEC Form 4 · accession 0001045810-17-000127
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Brooke Seawell
Director
Period of report
Sep 1, 2017
Accepted (ET)
Sep 6, 2017 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2017 | M | 14,449 | $12.08 | A | 16,507 | D | |
| Common Stock | Sep 1, 2017 | M | 15,551 | $14.63 | A | 32,058 | D | |
| Common StockF1 | Sep 1, 2017 | S | 30,000 | $170.1859 | D | 2,058 | D | |
| Common StockF2 | holding | — | — | — | 130,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F3 | $12.08 | Sep 1, 2017 | M | 14,449 | D | — | May 17, 2022 | Common Stock | 14,449 | 0 | D |
| Director Stock Option (Right to Buy)F3 | $14.63 | Sep 1, 2017 | M | 15,551 | D | — | May 15, 2023 | Common Stock | 15,551 | 70,000 | D |
Explanation of responses
- F1Represents weighted average sales price. The shares were sold at prices ranging from $169.93 to $170.74. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2By A. Brooke Seawell TTEE, Rosemary Warner Seawell TTEE, Rosemary & A Brooke Seawell Revocable Trust U/A/ Dtd 1/20/2009.
- F3Fully vested.