SEC Form 4 · accession 0001045810-17-000101
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debora Shoquist
Officer — EVP, Operations
Period of report
May 30, 2017
Accepted (ET)
May 31, 2017 · 6:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 30, 2017 | M | 5,000 | $14.46 | A | 330,040 | D | |
| Common Stock | May 30, 2017 | M | 10,000 | $13.71 | A | 340,040 | D | |
| Common Stock | May 30, 2017 | M | 10,781 | $12.62 | A | 350,821 | D | |
| Common Stock | May 30, 2017 | M | 10,781 | $16.00 | A | 361,602 | D | |
| Common StockF2 | May 30, 2017 | S | 63,717 | $144.813 | D | 297,885 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $14.46 | May 30, 2017 | M | 5,000 | D | — | Mar 20, 2022 | Common Stock | 5,000 | 0 | D |
| Stock Option (Right to Buy)F3 | $13.71 | May 30, 2017 | M | 10,000 | D | — | Sep 18, 2022 | Common Stock | 10,000 | 0 | D |
| Stock Option (Right to Buy)F3 | $12.62 | May 30, 2017 | M | 10,781 | D | — | Mar 19, 2023 | Common Stock | 10,781 | 2,157 | D |
| Stock Option (Right to Buy)F4 | $16.00 | May 30, 2017 | M | 10,781 | D | — | Sep 17, 2023 | Common Stock | 10,781 | 6,469 | D |
Explanation of responses
- F1This transaction was pursuant to a 10b5-1 Plan.
- F2Represents weighted average sales price. The shares were sold at prices ranging from $143.23 to $146.22. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3Fully vested.
- F4The option vested as to 25% of the shares on September 18, 2014 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.