SEC Form 4 · accession 0001045810-17-000077
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ajay K Puri
Officer — EVP, Worldwide Field Ops
Period of report
May 23, 2017
Accepted (ET)
May 25, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 23, 2017 | M | 2,834 | $12.62 | A | 564,696 | D | |
| Common StockF1 | May 23, 2017 | S | 2,834 | $139.7085 | D | 561,862 | D | |
| Common Stock | May 24, 2017 | M | 38,806 | $14.465 | A | 600,668 | D | |
| Common Stock | May 24, 2017 | M | 40,291 | $12.62 | A | 640,959 | D | |
| Common StockF2 | May 24, 2017 | S | 79,097 | $139.9023 | D | 561,862 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $12.62 | May 23, 2017 | M | 2,834 | D | — | Mar 19, 2023 | Common Stock | 2,834 | 43,166 | D |
| Stock Option (Right to Buy)F3 | $14.465 | May 24, 2017 | M | 38,806 | D | — | Sep 20, 2021 | Common Stock | 38,806 | 0 | D |
| Stock Option (Right to Buy)F3 | $12.62 | May 24, 2017 | M | 40,291 | D | — | Mar 19, 2023 | Common Stock | 40,291 | 2,875 | D |
Explanation of responses
- F1Represents weighted average sales price. The shares were sold at prices ranging from $139.70 to $139.79. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Represents weighted average sales price. The shares were sold at prices ranging from $139.70 to $141.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3Fully vested.