SEC Form 4 · accession 0001045810-17-000060
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ajay K Puri
Officer — EVP, Worldwide Field Ops
Period of report
Mar 30, 2017
Accepted (ET)
Apr 3, 2017 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2017 | M | 39,505 | $17.53 | A | 601,367 | D | |
| Common Stock | Mar 30, 2017 | M | 56,662 | $13.71 | A | 658,029 | D | |
| Common Stock | Mar 30, 2017 | M | 37,375 | $16.00 | A | 695,404 | D | |
| Common StockF1 | Mar 30, 2017 | S | 133,542 | $108.5263 | D | 561,862 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $17.53 | Mar 30, 2017 | M | 39,505 | D | — | Mar 15, 2021 | Common Stock | 39,505 | 0 | D |
| Stock Option (Right to Buy)F2 | $13.71 | Mar 30, 2017 | M | 56,662 | D | — | Sep 18, 2022 | Common Stock | 56,662 | 0 | D |
| Stock Option (Right to Buy)F3 | $16.00 | Mar 30, 2017 | M | 37,375 | D | — | Sep 17, 2023 | Common Stock | 37,375 | 8,625 | D |
Explanation of responses
- F1Represents weighted average sales price. The shares were sold at prices ranging from $107.75 to $109.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Fully vested.
- F3The option vested as to 25% of the shares on September 18, 2014 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.