SEC Form 4 · accession 0001045810-17-000058
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Brooke Seawell
Director
Period of report
Mar 20, 2017
Accepted (ET)
Mar 21, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2017 | M | 32,820 | $12.08 | A | 35,927 | D | |
| Common StockF1 | Mar 20, 2017 | S | 32,820 | $109.0003 | D | 3,107 | D | |
| Common StockF2 | holding | — | — | — | 130,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F3 | $12.08 | Mar 20, 2017 | M | 32,820 | D | — | May 17, 2022 | Common Stock | 32,820 | 14,449 | D |
Explanation of responses
- F1Represents weighted average sales price. The shares were sold at prices ranging from $108.96 to $109.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2By A. Brooke Seawell TTEE, Rosemary Warner Seawell TTEE, Rosemary & A Brooke Seawell Revocable Trust U/A/ Dtd 1/20/2009.
- F3Fully vested.