SEC Form 5 · accession 0001045810-17-000044
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ajay K Puri
Officer — EVP, Worldwide Field Ops
Period of report
Jan 29, 2017
Accepted (ET)
Mar 15, 2017 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2016 | M | 5,524 | $18.10 | A | 533,945 | D | |
| Common Stock | Nov 22, 2016 | M | 3,694 | $14.465 | A | 537,639 | D | |
| Common Stock | Nov 22, 2016 | M | 2,995 | $17.53 | A | 540,634 | D | |
| Common Stock | Nov 22, 2016 | M | 3,338 | $13.71 | A | 543,972 | D | |
| Common Stock | Nov 22, 2016 | M | 3,750 | $14.46 | A | 547,722 | D | |
| Common Stock | Nov 22, 2016 | M | 5,938 | $10.56 | A | 553,660 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $18.10 | Mar 14, 2016 | M | 5,524 | D | — | Mar 16, 2016 | Common Stock | 5,524 | 0 | D |
| Stock Option (Right to Buy)F1 | $14.465 | Nov 22, 2016 | M | 3,694 | D | — | Sep 20, 2021 | Common Stock | 3,694 | 38,806 | D |
| Stock Option (Right to Buy)F1 | $17.53 | Nov 22, 2016 | M | 2,995 | D | — | Mar 15, 2021 | Common Stock | 2,995 | 39,505 | D |
| Stock Option (Right to Buy)F1 | $13.71 | Nov 22, 2016 | M | 3,338 | D | — | Sep 18, 2022 | Common Stock | 3,338 | 56,662 | D |
| Stock Option (Right to Buy)F1 | $14.46 | Nov 22, 2016 | M | 3,750 | D | — | Mar 20, 2022 | Common Stock | 3,750 | 0 | D |
| Stock Option (Right to Buy)F1 | $10.56 | Nov 22, 2016 | M | 5,938 | D | — | Sep 14, 2020 | Common Stock | 5,938 | 0 | D |
Explanation of responses
- F1Fully vested.