SEC Form 5 · accession 0001045810-17-000042
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Shannon
Officer — SVP, Human Resources
Period of report
Jan 29, 2017
Accepted (ET)
Mar 15, 2017 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2016 | M | 5,524 | $18.10 | A | 390,356 | D | |
| Common Stock | Oct 28, 2016 | G | 80,000 | $0.00 | D | 310,356 | D | |
| Common Stock | Oct 28, 2016 | G | 40,000 | $0.00 | A | 40,000 | I | The David M Shannon 2016 Annuity Trust dtd 10/12/16 |
| Common Stock | Oct 28, 2016 | G | 40,000 | $0.00 | A | 40,000 | I | The Maureen M Shannon 2016 Annuity Trust dtd 10/12/16 |
| Common StockF1 | holding | — | — | — | 110,800 | I | Shannon Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $18.10 | Feb 19, 2016 | M | 5,524 | D | — | Mar 16, 2016 | Common Stock | 5,524 | 0 | D |
Explanation of responses
- F1The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee.
- F2Fully vested.