SEC Form 4/A · accession 0001045810-16-000306
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael Byron
Officer — Principal Accounting Officer
Period of report
May 19, 2016
Accepted (ET)
Sep 2, 2016 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2016 | M | 3,125 | $14.465 | A | 177,494 | D | |
| Common Stock | May 19, 2016 | M | 2,812 | $13.71 | A | 180,306 | D | |
| Common Stock | May 19, 2016 | M | 3,325 | $12.62 | A | 183,631 | D | |
| Common Stock | May 19, 2016 | M | 3,325 | $16.00 | A | 186,956 | D | |
| Common Stock | May 19, 2016 | S | 19,347 | $43.3752 | D | 167,609 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $14.465 | May 19, 2016 | M | 3,125 | D | — | Sep 20, 2021 | Common Stock | 3,125 | 0 | D |
| Stock Option (Right to Buy)F4 | $13.71 | May 19, 2016 | M | 2,812 | D | — | Sep 18, 2022 | Common Stock | 2,812 | 2,813 | D |
| Stock Option (Right to Buy)F5 | $12.62 | May 19, 2016 | M | 3,325 | D | — | Mar 19, 2023 | Common Stock | 3,325 | 3,325 | D |
| Stock Option (Right to Buy)F6 | $16.00 | May 19, 2016 | M | 3,325 | D | — | Sep 17, 2023 | Common Stock | 3,325 | 4,988 | D |
Explanation of responses
- F1This transaction was pursuant to a 10b5-1 Plan.
- F2Sale transaction was previously reported on the reporting person's Form 4 filed on May 23, 2016.
- F3Fully vested.
- F4The option vested as to 25% of the shares on September 19, 2013 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.
- F5The option vested as to 25% of the shares on March 20, 2014 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.
- F6The option vested as to 25% of the shares on March 20, 2014 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.
Remarks
This amendment is being filed to report the stock option exercises that were omitted from the reporting person's Form 4 filed on May 23, 2016 and to correct the number of securities beneficially owned by the reporting person following the sale transaction on May 19, 2016 as previously reported in the Form 4 filed on May 23, 2016.