SEC Form 4 · accession 0001045810-16-000245
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Shannon
Officer — EVP, CAO & Secretary
Period of report
May 16, 2016
Accepted (ET)
May 17, 2016 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2016 | M | 47,500 | $10.56 | A | 444,329 | D | |
| Common Stock | May 16, 2016 | M | 42,500 | $17.62 | A | 486,829 | D | |
| Common Stock | May 16, 2016 | M | 42,500 | $14.465 | A | 529,329 | D | |
| Common Stock | May 16, 2016 | M | 50,000 | $14.46 | A | 579,329 | D | |
| Common Stock | May 16, 2016 | M | 43,750 | $13.71 | A | 623,079 | D | |
| Common Stock | May 16, 2016 | M | 29,850 | $12.62 | A | 652,929 | D | |
| Common Stock | May 16, 2016 | M | 24,875 | $16.00 | A | 677,804 | D | |
| Common Stock | May 16, 2016 | S | 271,049 | $42.0739 | D | 406,755 | D | |
| Common StockF1 | holding | — | — | — | 110,800 | I | Shannon Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $10.56 | May 16, 2016 | M | 47,500 | D | — | Sep 14, 2020 | Common Stock | 47,500 | 0 | D |
| Stock Option (Right to Buy)F2 | $17.62 | May 16, 2016 | M | 42,500 | D | — | Mar 18, 2021 | Common Stock | 42,500 | 0 | D |
| Stock Option (Right to Buy)F2 | $14.465 | May 16, 2016 | M | 42,500 | D | — | Sep 20, 2021 | Common Stock | 42,500 | 0 | D |
| Stock Option (Right to Buy)F2 | $14.46 | May 16, 2016 | M | 50,000 | D | — | Mar 20, 2022 | Common Stock | 50,000 | 0 | D |
| Stock Option (Right to Buy)F3 | $13.71 | May 16, 2016 | M | 43,750 | D | — | Sep 18, 2022 | Common Stock | 43,750 | 6,250 | D |
| Stock Option (Right to Buy)F4 | $12.62 | May 16, 2016 | M | 29,850 | D | — | Mar 19, 2023 | Common Stock | 29,850 | 9,950 | D |
| Stock Option (Right to Buy)F5 | $16.00 | May 16, 2016 | M | 24,875 | D | — | Sep 17, 2023 | Common Stock | 24,875 | 14,925 | D |
Explanation of responses
- F1The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee.
- F2Fully vested.
- F3The option vested as to 25% of the shares on September 19, 2013 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.
- F4The option vested as to 25% of the shares on March 20, 2014 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.
- F5The option vested as to 25% of the shares on September 18, 2014 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.