SEC Form 4 · accession 0001045810-16-000222
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debora Shoquist
Officer — EVP, Operations
Period of report
Mar 29, 2016
Accepted (ET)
Mar 31, 2016 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 29, 2016 | M | 20,000 | $14.46 | A | 407,664 | D | |
| Common Stock | Mar 29, 2016 | M | 20,000 | $13.71 | A | 427,664 | D | |
| Common Stock | Mar 29, 2016 | M | 7,414 | $12.62 | A | 435,078 | D | |
| Common Stock | Mar 29, 2016 | M | 7,890 | $16.00 | A | 442,968 | D | |
| Common Stock | Mar 29, 2016 | S | 55,304 | $35.00 | D | 387,664 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $14.46 | Mar 29, 2016 | M | 20,000 | D | — | Mar 20, 2022 | Common Stock | 20,000 | 5,000 | D |
| Stock Option (Right to Buy)F3 | $13.71 | Mar 29, 2016 | M | 20,000 | D | — | Sep 18, 2022 | Common Stock | 20,000 | 10,000 | D |
| Stock Option (Right to Buy)F4 | $12.62 | Mar 29, 2016 | M | 7,414 | D | — | Mar 19, 2023 | Common Stock | 7,414 | 16,980 | D |
| Stock Option (Right to Buy)F5 | $16.00 | Mar 29, 2016 | M | 7,890 | D | — | Sep 17, 2023 | Common Stock | 7,890 | 17,250 | D |
Explanation of responses
- F1Transaction pursuant to Rule 10b5-1 Plan adopted October 9, 2015.
- F2The option vested as to 25% of the shares on March 21, 2013 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.
- F3The option vested as to 25% of the shares on September 19, 2013 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.
- F4The option shall vest as to 25% of the shares on September 19, 2013 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.
- F5The option vested as to 25% of the shares on September 18, 2014 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.