SEC Form 4 · accession 0001045810-15-000093
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Byron
Officer — Principal Accounting Officer
Period of report
May 15, 2015
Accepted (ET)
May 18, 2015 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2015 | M | 21,875 | $14.465 | A | 170,384 | D | |
| Common Stock | May 15, 2015 | M | 9,375 | $13.71 | A | 179,759 | D | |
| Common Stock | May 15, 2015 | M | 3,740 | $12.62 | A | 183,499 | D | |
| Common StockF2 | May 15, 2015 | S | 43,451 | $21.3659 | D | 140,048 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $14.465 | May 15, 2015 | M | 21,875 | D | — | Sep 20, 2021 | Common Stock | 21,875 | 3,125 | D |
| Stock Option (Right to Buy)F4 | $13.71 | May 15, 2015 | M | 9,375 | D | — | Sep 18, 2022 | Common Stock | 9,375 | 5,625 | D |
| Stock Option (Right to Buy)F5 | $12.62 | May 15, 2015 | M | 3,740 | D | — | Mar 19, 2023 | Common Stock | 3,740 | 6,650 | D |
Explanation of responses
- F1This transaction was pursuant to a 10b5-1 Plan.
- F2Represents weighted average sales price. The shares were sold at prices ranging from $21.19 to $21.6534. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3The option vested as to 25% of the shares on September 21, 2012 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.
- F4The option vested as to 25% of the shares on September 19, 2013 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.
- F5The option vested as to 25% of the shares on March 20, 2014 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.