SEC Form 4 · accession 0001045810-15-000091
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Shannon
Officer — EVP, CAO & Secretary
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | M | 1,771 | $15.94 | A | 345,447 | D | |
| Common StockF2 | May 13, 2015 | S | 1,771 | $20.9996 | D | 343,676 | D | |
| Common Stock | May 14, 2015 | M | 729 | $15.94 | A | 344,405 | D | |
| Common Stock | May 14, 2015 | S | 729 | $21.26 | D | 343,676 | D | |
| Common StockF3 | holding | — | — | — | 110,800 | I | Shannon Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $15.94 | May 13, 2015 | M | 1,771 | D | — | Sep 15, 2015 | Common Stock | 1,771 | 729 | D |
| Stock Option (Right to Buy)F4 | $15.94 | May 14, 2015 | M | 729 | D | — | Sep 15, 2015 | Common Stock | 729 | 0 | D |
Explanation of responses
- F1This transaction was pursuant to a 10b5-1 Plan.
- F2Represents weighted average sales price. The shares were sold at prices ranging from $20.96 to $21.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee.
- F4Fully vested.