SEC Form 4 · accession 0001045810-15-000064
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Shannon
Officer — EVP, CAO & Secretary
Period of report
Apr 6, 2015
Accepted (ET)
Apr 8, 2015 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 6, 2015 | M | 3,229 | $15.94 | A | 346,905 | D | |
| Common Stock | Apr 6, 2015 | S | 3,229 | $21.26 | D | 343,676 | D | |
| Common Stock | Apr 8, 2015 | M | 5,000 | $15.94 | A | 348,676 | D | |
| Common StockF2 | Apr 8, 2015 | M | 5,000 | $21.8451 | D | 343,676 | D | |
| Common StockF3 | holding | — | — | — | 110,800 | I | Shannon Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $15.94 | Apr 6, 2015 | M | 3,229 | D | — | Sep 15, 2015 | Common Stock | 3,229 | 27,500 | D |
| Stock Option (Right to Buy)F4 | $15.94 | Apr 8, 2015 | M | 5,000 | D | — | Sep 15, 2015 | Common Stock | 5,000 | 22,500 | D |
Explanation of responses
- F1This transaction was pursuant to a 10b5-1 Plan.
- F2Represents weighted average sales price. The shares were sold at prices ranging from $21.81 to $21.86. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee.
- F4Fully vested.