SEC Form 4 · accession 0001045810-15-000044
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harvey C Jones
Director
Period of report
Mar 17, 2015
Accepted (ET)
Mar 19, 2015 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2015 | M | 35,000 | $17.78 | A | 47,208 | D | |
| Common Stock | Mar 17, 2015 | M | 47,269 | $12.08 | A | 94,477 | D | |
| Common Stock | Mar 17, 2015 | M | 85,551 | $14.63 | A | 180,028 | D | |
| Common Stock | Mar 17, 2015 | S | 167,820 | $23.1849 | D | 12,208 | D | |
| Common StockF1 | holding | — | — | — | 65,520 | I | By Childrens' Trusts | |
| Common StockF2 | holding | — | — | — | 758,970 | I | H.C. Jones Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F3 | $17.78 | Mar 17, 2015 | M | 35,000 | D | — | May 18, 2021 | Common Stock | 35,000 | 0 | D |
| Director Stock Option (Right to Buy)F3 | $12.08 | Mar 17, 2015 | M | 47,269 | D | — | May 17, 2022 | Common Stock | 47,269 | 0 | D |
| Director Stock Option (Right to Buy)F3 | $14.63 | Mar 17, 2015 | M | 85,551 | D | — | May 15, 2023 | Common Stock | 85,551 | 0 | D |
Explanation of responses
- F1The shares are held in trust as follows: 21,840 by the Gregory C. Jones Trust, 21,840 by the Carolyn E. Jones Trust and 21,840 by Harvey C. Jones III Trust. The Reporting Person is co-trustee of each of the trusts. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- F2Shares are held by H.C. Jones Living Trust, of which the Reporting Person is the trustee.
- F3Fully vested.