SEC Form 4 · accession 0001045810-15-000021
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Shannon
Officer — EVP, CAO & Secretary
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2015 | M | 10,000 | $10.20 | A | 255,160 | D | |
| Common StockF2 | Feb 20, 2015 | S | 10,000 | $22.1126 | D | 245,160 | D | |
| Common StockF3 | holding | — | — | — | 110,800 | I | Shannon Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $10.20 | Feb 20, 2015 | M | 10,000 | D | — | Mar 17, 2015 | Common Stock | 10,000 | 10,100 | D |
Explanation of responses
- F1This transaction was pursuant to a 10b5-1 Plan.
- F2Represents weighted average sales price. The shares were sold at prices ranging from $22.05 to $22.20. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee.
- F4Fully vested.