SEC Form 4 · accession 0001683168-17-000128
LIVE VENTURES Inc · LIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Gao
Director
Period of report
Jan 19, 2017
Accepted (ET)
Jan 20, 2017 · 1:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 19, 2017 | P | 21 | $19.85 | A | 21 | D | |
| Common Stock | Jan 19, 2017 | P | 1,100 | $19.8139 | A | 1,121 | D | |
| Common Stock | Jan 19, 2017 | P | 200 | $19.8039 | A | 1,321 | D | |
| Common Stock | Jan 19, 2017 | P | 100 | $19.7789 | A | 1,421 | D | |
| Common Stock | Jan 19, 2017 | P | 100 | $19.7639 | A | 1,521 | D | |
| Common Stock | Jan 19, 2017 | P | 300 | $19.7939 | A | 1,821 | D | |
| Common Stock | Jan 19, 2017 | P | 100 | $19.5857 | A | 1,921 | D | |
| Common Stock | Jan 19, 2017 | P | 2,000 | $19.28 | A | 3,921 | D | |
| Common Stock | Jan 19, 2017 | P | 2,000 | $19.3902 | A | 5,921 | D | |
| Common Stock | Jan 19, 2017 | P | 100 | $19.4515 | A | 6,021 | D | |
| Common Stock | Jan 19, 2017 | P | 100 | $19.4533 | A | 6,121 | D | |
| Common Stock | Jan 19, 2017 | P | 100 | $19.4738 | A | 6,221 | D | |
| Common Stock | Jan 19, 2017 | P | 100 | $19.49 | A | 6,321 | D | |
| Common Stock | Jan 19, 2017 | P | 400 | $19.5421 | A | 6,721 | D | |
| Common Stock | Jan 19, 2017 | P | 3,000 | $19.51 | A | 9,721 | D |
Table II — derivative securities
No Table II lines on this filing.