SEC Form 4 · accession 0001683168-16-000582
LIVE VENTURES Inc · LIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Isaac
Officer — CEO, CFO and President · Director · 10% Owner
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 10:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | P | 3,000 | $1.939 | A | 8,345,192 | D | |
| Common Stock | Nov 10, 2016 | P | 5,900 | $1.944 | A | 8,351,092 | D | |
| Common Stock | Nov 10, 2016 | P | 1,300 | $1.95 | A | 8,352,392 | D |
Table II — derivative securities
No Table II lines on this filing.